HIV prevention might refer to practices done to prevent the spread of HIV/AIDS. HIV prevention practices may be done by individuals to protect "their own health" and the health of those in their community, or may be instituted by governments or other organizations as "public health policies".
Some commonly considered pharmaceutical interventions for the prevention of HIV might include the use of:
Of these, the only universally medically proven method for preventing the spread of HIV during sexual intercourse is the correct use of condoms, and condoms are also the only method promoted by health authorities worldwide. For HIV-positive mothers wishing to prevent the spread of HIV to their children during birth, antiretroviral drugs have been medically proven to reduce the likelihood of the spread of the infection. Scientists worldwide are currently researching other prevention systems.
Increased risk of contracting HIV often correlates with infection by other diseases, particularly other sexually transmitted infections. Medical professionals and scientists recommend treatment or prevention of other infections such as herpes, hepatitis A, hepatitis B, hepatitis C, human papillomavirus, syphilis, gonorrhea, and tuberculosis as an indirect way to prevent the spread of HIV infection. Often doctors treat these conditions with pharmaceutical interventions.
As of September 2013, condoms are available inside prisons in Canada, most of the European Union, Australia, Brazil, Indonesia, South Africa, and the US state of Vermont (on September 17, 2013, the Californian Senate approved a bill for condom distribution inside the state's prisons, but the bill was not yet law at the time of approval).
Social strategies do not require any drug or object to be effective, but rather require persons to change their behaviors to gain protection from HIV. Some social strategies which people consider include:
Each of these strategies has widely differing levels of efficacy, social acceptance, and acceptance in the medical and scientific communities.
Populations which receive HIV testing are less likely to engage in behaviors with high risk of contracting HIV, so HIV testing is almost always a part of any strategy to encourage people to change their behaviors to become less likely to contract HIV.
Over 60 countries impose some form of travel restriction, either for short- or long-term stays, for people infected with HIV.
Advertising and campaigns
Persuasive messages delivered through health advertising and social marketing campaigns which are designed to educate people about the danger of HIV/AIDS and simple prevention strategies are also an important way of preventing HIV/AIDS. These persuasive messages have successfully increased people's knowledge about HIV. More importantly, information sent out through advertising and social marketing also proves to be effective in promoting more favorable attitudes and intentions toward future condom use, though they did not bring significant change in actual behaviors except those were targeting at specific behavioral skills.
In the mean time, research in health communication also found that importance of advocating critical skills and informing available resources are higher for people with lower social power, but not necessarily true for people with more power. African American audiences need to be educated about strategies they could take to efficiently manage themselves in health behaviors such as mood control, management of drugs, and proactive planning for sexual behaviors. However, these things are not as important for European Americans.
Consistent condom use reduces the risk of heterosexual HIV transmission by about 80% over the long-term. Where one partner of a couple is infected, consistent condom use results in rates of HIV infection for the uninfected person below 1% per year. Some data support the equivalence of female condoms to latex condoms, but the evidence is not definitive. The use of the spermicidenonoxynol-9 may increase the risk of transmission because it causes vaginal and rectal irritation. A vaginal gel containing tenofovir, a reverse transcriptase inhibitor, when used immediately before sex, reduces infection rates by roughly 40% among African women.
Circumcision in sub-Saharan Africa reduces the risk of HIV infection in heterosexual men between 38 and 66% over two years. Based on these studies, the World Health Organization and UNAIDS both recommended male circumcision as a method of preventing female-to-male HIV transmission in 2007. Whether it protects against male-to-female transmission is disputed and whether it is of benefit in developed countries and among men who have sex with men is undetermined. For men who have sex with men there is some evidence that the penetrative partner has a lower chance of contracting HIV. Some experts fear that a lower perception of vulnerability among circumcised men may result in more sexual risk-taking behavior, thus negating its preventive effects. Women who have undergone female genital cutting have an increased risk of HIV.
Programs encouraging sexual abstinence do not appear to affect subsequent HIV risk in high-income countries. Evidence for a benefit from peer education is equally poor.Comprehensive sexual education provided at school may decrease high risk behavior. A substantial minority of young people continue to engage in high-risk practices despite HIV/AIDS knowledge, underestimating their own risk of becoming infected with HIV. It is not known if treating other sexually transmitted infections is effective in preventing HIV.
Early treatment of HIV-infected people with antiretrovirals protected 96% of partners from infection.Pre-exposure prophylaxis with a daily dose of tenofovir with or without emtricitabine is effective in a number of groups, including men who have sex with men, couples where one is HIV positive, and young heterosexuals in Africa.
Universal precautions within the health-care environment are believed to be effective in decreasing the risk of HIV.Intravenous drug use is an important risk factor and harm reduction strategies such as needle-exchange programmes and opioid substitution therapy appear effective in decreasing this risk.
Needle exchange programs (also known as syringe exchange programs) are effective in preventing HIV among IDUs and in the broader community. Pharmacy sales of syringes and physician prescription of syringes have been also found to reduce HIV risk. Supervised injection facilities are also understood to address HIV risk in the most-at-risk populations. Multiple legal and attitudinal barriers limit the scale and coverage of these "harm reduction" programs in the United States and elsewhere around the world.
The American Centers for Disease Control and Prevention (CDC) conducted a study in partnership with the Thailand Ministry of Public Health to ascertain the effectiveness of providing people who inject drugs illicitly with daily doses of the antiretroviral drug tenofovir as a prevention measure. The results of the study revealed a 48.9% reduced incidence of the virus among the group of subjects who received the drug, in comparison to the control group who received a placebo. The principal investigator of the study stated in the Lancet medical journal: "We now know that pre-exposure prophylaxis can be a potentially vital option for HIV prevention in people at very high risk for infection, whether through sexual transmission or injecting drug use."
A course of antiretrovirals administered within 48 to 72 hours after exposure to HIV-positive blood or genital secretions is referred to as post-exposure prophylaxis. The use of the single agent zidovudine reduces the risk of subsequent HIV infection fivefold following a needle stick injury. Treatment is recommended after sexual assault when the perpetrators are known to be HIV positive, but is controversial when their HIV status is unknown. Current treatment regimens typically use lopinavir/ritonavir and lamivudine/zidovudine or emtricitabine/tenofovir and may decrease the risk further. The duration of treatment is usually four weeks and is associated with significant rates of adverse effects (for zidovudine about 70% including: nausea 24%, fatigue 22%, emotional distress 13%, and headaches 9%).
Strategies to reduce recurrence rates of HIV have been successful in preventing reinfection. Treatment facilities encourage those previously treated for HIV return to ensure that the infection is being successfully managed. New strategies to encouraging retesting have been the use of text messaging and email. These methods of recall are now used along with phone calls and letters.
Programs to prevent the transmission of HIV from mothers to children can reduce rates of transmission by 92-99%. This primarily involves the use of a combination of antivirals during pregnancy and after birth in the infant but also potentially include bottle feeding rather than breastfeeding. If replacement feeding is acceptable, feasible, affordable, sustainable and safe mothers should avoid breast-feeding their infants; however, exclusive breast-feeding is recommended during the first months of life if this is not the case. If exclusive breast feeding is carried out the provision of extended antiretroviral prophylaxis to the infant decreases the risk of transmission.
As of 2012, no effective vaccine for HIV or AIDS is known. A single trial of the vaccine RV 144 found a partial efficacy rate around 30% and has stimulated optimism in the research community regarding developing a truly effective vaccine. Further trials of the vaccine are ongoing.
Certain mutations on the CCR5 gene have been known to make certain people unable to catch AIDS. Modifying the CCR5 gene using gene therapy can thus make people unable to catch it either.
Laws criminalizing HIV transmission have not been found an effective way to reduce HIV risk behavior, and may actually do more harm than good. In the past, many U.S. states criminalized the possession of needles without a prescription, even going so far as to arrest people as they leave private needle-exchange facilities. In jurisdictions where syringe prescription status presented a legal barrier to access, physician prescription programs had shown promise in addressing risky injection behaviors. Epidemiological research demonstrating that syringe access programs are both effective and cost-effective helped change state and local laws relating to needle-exchange program (NEP) operations and the status of syringe possession more broadly. As of 2006, 48 states in the United States authorized needle exchange in some form or allowed the purchase of sterile syringes without a prescription at pharmacies.
Removal of legal barriers to operation of NEPs and other syringe access initiatives has been identified as an important part of a comprehensive approach to reducing HIV transmission among injection drug users (IDUs). Legal barriers include both "law on the books" and "law on the streets," i.e., the actual practices of law enforcement officers, which may or may not reflect the formal law. Changes in syringe and drug-control policy can be ineffective in reducing such barriers if police continue to treat syringe possession as a crime or participation in NEP as evidence of criminal activity.  Although most NEPs in the US are now operating legally, many report some form of police interference.
Research elsewhere has shown similar misalignment between "law on the books" and "law on the streets". For example, in Kyrgyzstan, although sex work, syringe sales, and possession of syringes are not criminalized and possession of a small amount of drug has been decriminalized, gaps remain between these policies and law enforcement knowledge and practice. To optimize public health efforts targeting vulnerable groups, law enforcement personnel and public health policies and practices should be closely aligned. Such alignment can be improved through policy, training, and coordination efforts.
Quality in prevention
The EU-wide ‘Joint Action on Improving Quality in HIV Prevention’, is seeking to increase the effectiveness of HIV prevention in Europe by using practical quality assurance (QA) and quality improvement (QI) tools.
The Centers for Disease Control was the first organization to recognize the pandemic which came to be called AIDS. Their announcement came on June 5, 1981 when one of their journals published an article reporting five cases of pneumonia, caused by Pneumocystis jirovecii, all in gay men living in Los Angeles.
In May 1983, scientists isolated a retrovirus which was later called HIV from an AIDS patient in France. At this point, the disease called AIDS was proposed to be caused by HIV, and people began to consider prevention of HIV infection as a strategy for preventing AIDS.
In the 1980s, public policy makers and most of the public could not understand that the overlap of sexual and needle-sharing networks with the general community had somehow lead to many thousands of people worldwide becoming infected with HIV. In many countries, leaders and most of the general public denied both that AIDS and the risk behaviors which spread HIV existed outside of concentrated populations.
In 1987, the United States FDA approved AZT as the first pharmaceutical treatment for AIDS. Around the same time, ACT UP was formed, with one of the group's first goals being to find a way to get access to pharmaceutical drugs to treat HIV. When AZT was made publicly available, it was extremely expensive and unaffordable to all but the most wealthy AIDS patients. The availability of medicine but the lack of access to it sparked large protests around FDA offices.
In 2003, Swaziland and Botswana reported nearly four out of 10 people were HIV positive.Festus Mogae, president of Botswana, admitted huge infrastructure problems to the international community and requested foreign intervention in the form of consulting in health care setup and antiretroviral drug distribution programs. and from this began to be personally involved in HIV issues worldwide. In Swaziland, the government chose not to immediately address the problem in the way that international health agencies advised, so many people died. In world media, the governments of African countries began to similarly be described as participating in the effort to prevent HIV actively or less actively.
There came to be international discussion about why HIV rates in Africa were so high, because if the cause were known, then prevention strategies could be developed. Previously, some researchers had suggested that HIV in Africa was widespread because of unsafe medical practices which somehow transferred blood to patients through procedures such as vaccination, injection, or reuse of equipment. In March 2003, the WHO released a statement that almost all infections were, in fact, the result of unsafe practices in heterosexual intercourse.
In response to the rising HIV rates, CardinalAlfonso López Trujillo, speaking on behalf of the Vatican, said that not only was the use of condoms immoral, but also that condoms were ineffective in preventing HIV. The cardinal was highly criticized by the world health community, who were trying to promote condom use as a way to prevent the spread of HIV.
In 2001, the United States began a war in Afghanistan related to fighting the Taliban. The Taliban, however, had opposed local opium growers and the heroin trade; when the government of Afghanistan fell during the war, opium production was unchecked. By 2003, the world market had an increase in the available heroin supply; in former Soviet states especially, an increase in HIV infection was due to injection drug use. Efforts were renewed to prevent HIV related to sharing needles.
In July 2011, it was announced by the WHO and UNAIDS that a once-daily antiretroviral tablet could significantly reduce the risk of HIV transmission in heterosexual couples. These findings were based on the results of two trials conducted in Kenya and Uganda, and Botswana.
The Partners PrEP (pre-exposure prophylaxis) trial was funded by the Bill and Melinda Gates Foundation and conducted by the International Clinical Research Center at the University of Washington. The trial followed 4758 heterosexual couples in Kenya and Uganda, in which one individual was HIV positive and the other was HIV negative. The uninfected (HIV negative) partner was given either a once-daily tenofovir tablet, a once-daily combination tablet of tenofovir and emtricitabine, or a placebo tablet containing no antiretroviral drug. These couples also received counselling and had access to free male and female condoms. In couples taking tenofovir and tenofovir/emtricitabine, there was a 62% and 73% decrease, respectively, in the number of HIV infections as compared to couples who were receiving the placebo.
A similar result was observed with the TDF2 trial, conducted by the United States Centers for Disease Control in partnership with the Botswana Ministry of Health. The trial followed 1200 HIV negative men and women in Francistown, Botswana, a city known to have one of the world's highest HIV infection rates. Participants received either a once-daily tenofovir/emtricitabine combination tablet or a placebo. In those taking the antiretroviral treatment, there was found to be a 63% decrease in the risk of acquiring HIV, as compared to those receiving the placebo.
The HIV-1 virus has proved to be tenacious, inserting its genome permanently into victims' DNA, forcing patients to take a lifelong drug regimen to control the virus and prevent a fresh attack. Now, a team of Temple University School of Medicine researchers have designed a way to "snip out" the integrated HIV-1 genes for good.
This is one important step on the path toward a permanent cure for AIDS. This is the first successful attempt to eliminate latent HIV-1 virus from human cells.
In a study published by the Proceedings of the National Academy of Sciences (PNAS), Dr. Khalili and colleagues detail how they created molecular tools to delete the HIV-1 proviral DNA. When deployed, a combination of DNA-snipping enzyme called a nuclease and targeting strand of RNA called a guide RNA (gRNA) hunt down the viral genome and excise the HIV-1 DNA. From there, the cell's own gene repair machinery takes over, soldering the loose ends of the genome back together – resulting in virus-free cells.
Since HIV-1 is never cleared by the immune system, removal of the virus is required in order to cure the disease. The same technique could theoretically be used against a variety of viruses. The research shows that these molecular tools also hold promise as a therapeutic vaccine; cells armed with the nuclease-RNA combination proved impervious to HIV infection.
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Although global commitment to control the HIV/AIDS pandemic has increased significantly in recent years, the virus continues to spread with alarming and increasing speed. By the end of 2005, an estimated 40 million people worldwide were living with HIV infection or disease, a notable rise from the 35 million infected with HIV in 2001 (UNAIDS 2005). In 2005, close to 5 million new HIV infections and 3 million AIDS deaths occurred, more of both than in any previous year. Sub-Saharan Africa remains the region most affected by HIV/AIDS; however, the virus is now spreading rapidly in Asia and parts of Eastern Europe.
Despite the rapid spread of HIV, several countries have achieved important success in curbing its transmission. The extraordinary potential of HIV prevention is exemplified by such diverse efforts as Thailand's 100 percent condom program, Uganda's remarkable decrease in HIV prevalence, and the community-based syndromic management of sexually transmitted infections (STIs) in Mwanza, Tanzania. Box 18.1 describes characteristics common to these programs.
Successes also include the development and effective use of highly sensitive and specific HIV screening tests, which have virtually eliminated infection from the blood supply in the developed world and in most parts of the developing world (WHO 2002a). In addition, the administration of a short course of nevirapine to mothers during labor and to newborns post-partum reduces the risk of mother-to-child transmission (MTCT) by as much as 47 percent (Guay and others 1999). However, recent data suggest that such short-term successes may be at the expense of resistance and viral failure once treatment is introduced after delivery (Eshleman and others 2001).
Enormous advances in HIV/AIDS treatment regimens have fundamentally altered the natural history of the disease and sharply reduced HIV-related morbidity and mortality in countries where such treatments are accessible. The advent of anti-retroviral drugs in the late 1980s began a revolution in the management of HIV, which can be seen as analogous to the use of penicillin for treating bacterial infections in the 1940s. The most notable advance on the treatment front is the use of combination antiretroviral therapy, which is far more effective than monotherapy (zidovudine or AZT), the standard of care when the first edition of this volume was published. Recent declines in the price of combination antiretroviral therapy in developing countries from US$15,000 per year to less than US$150 in some countries have prompted numerous developing countries to introduce antiretroviral therapy through the public sector. These declines also pose difficult questions regarding the optimal allocation of limited resources for HIV/AIDS, as well as the potential impact on already strained health care infrastructures.
Obstacles to HIV Control
Obstacles to effective HIV control include lack of prevention and care coverage and lack of rigorous evaluations. Both are discussed below.
Lack of Coverage and Access to Prevention Services
Notwithstanding these treatment strides, global efforts have not proved sufficient to control the spread of the pandemic or to extend the lives of the majority of those infected. The desired level of success has not yet been achieved for several reasons. Most people who could benefit from available control strategies, including treatment, do not have access to them. Modelers commissioned by the World Health Organization (WHO) and the Joint United Nations Programme on HIV/AIDS (UNAIDS) determined that existing interventions could prevent 63 percent of all infections projected to occur between 2002 and 2010 (Stover and others 2002). Nonetheless, a 2003 survey of coverage revealed that fewer than one in five people at high risk of infection had access to the most basic prevention services, including condoms, AIDS education, MTCT prevention, voluntary counseling and testing (VCT), and harm reduction programs (Global HIV Prevention Working Group 2003). WHO and UNAIDS estimate that only about 7 percent of the nearly 6 million people in need of treatment receive it and that the number of people who require antiretroviral therapy increases by 8,000 each day (UNAIDS 2004).
Current coverage shortfalls, combined with the relentless expansion of the epidemic, underscore the acute need for rapid scale-up of prevention and treatment interventions—an imperative that the international community has acknowledged but that remains to be realized after more than 15 years. However, the activities of the Global Fund to Fight AIDS, Tuberculosis, and Malaria and the U.S. President's Emergency Plan for AIDS Relief (a five-year, US$15 billion initiative) suggest a growing commitment to tackle these issues. The latter aims to provide antiretroviral drugs for 2 million HIV-infected people, to prevent 7 million new infections, to provide care for 10 million individuals, and to develop health system capacity in Vietnam and in Africa and the Caribbean. Even though 15 countries are currently slated to receive support from the President's Emergency Plan, many of the countries most affected by HIV/AIDS—including Lesotho, Malawi, Swaziland, and Zimbabwe—are not included in the list of beneficiary countries.
Because antiretroviral therapy has historically been unavailable in most developing countries, national programs have lacked the means to undertake a comprehensive approach to HIV/AIDS (notable exceptions are Argentina, Brazil, and Mexico, which provide universal coverage for antiretroviral therapy). As discussed in chapter 8, control of the pandemic demands a two-front battle that emphasizes both prevention and care. Even though the prospect of greater access to treatment increases the feasibility of integrating prevention and care in resource-limited settings, it also raises new questions regarding the selection of optimal prevention programs to pair with treatment programs.
Lack of Rigorous Evaluations
In addition to poor coverage of key interventions, perhaps the greatest challenge to effective global control is the lack of reliable evidence to guide the selection of interventions for specific areas or populations. In the same way that global policy makers are increasingly recognizing the need for rigorous evaluation of development programs to ensure their success and eliminate waste, the need for reliable scientific evaluations of AIDS control programs is equally paramount for the same reasons. There are simply not enough resources to do everything everywhere; choices must be made and priorities set. In the HIV/AIDS field, this information deficit is especially pronounced with respect to HIV prevention in general and prevention implemented on a population level in particular. Currently, the allocation of resources for HIV/AIDS prevention is seldom evidence based, primarily because of a lack of data on both the effectiveness and the cost of interventions (Feachem 2004).
Few evaluations have collected data specifically on HIV infection as an outcome (Fleming and DeMets 1996). In the case of care and treatment, success and failure are more readily and rapidly apparent, leading to a substantial degree of auto-correction of ineffective policies. In contrast, with respect to HIV prevention, it is unlikely that those infections that might have occurred in the absence of a prevention program would be monitored, thus reducing the meaningfulness of the auto-feedback cycle for prevention. This underscores the importance of proactive, rigorous evaluation to differentiate success from failure in a timely manner. Sound evidence on the effectiveness of HIV prevention measures is especially important in light of the tendency of many governments and international aid agencies to avoid programs that address sexual behaviors, drug use, and highly stigmatized and vulnerable populations.
In addition, prevention studies have rarely incorporated the well-defined control or comparison groups necessary to identify contextual factors that are essential for appropriately tailoring interventions to the diverse regional settings and the myriad of microenvironments in which HIV transmission occurs (Grassly and others 2001). Contextual data are similarly critical for developing strategies to combat HIV/AIDS-related stigma and restrictive social and gender norms, which often frustrate attempts to address sexual and addictive behaviors associated with HIV transmission. Even where national efforts have succeeded in curbing the spread of the epidemic, as in Senegal and Uganda, evidence often does not clearly indicate the specific, well-defined, contextual features that account for success.
The lack of both contextual data and sound evidence regarding the effectiveness of HIV interventions hinders policy makers' ability to tailor HIV interventions to the nature and stage of national epidemics, something that the authors argue is necessary to address HIV/AIDS effectively. In the absence of such data, HIV/AIDS expenditures undoubtedly incorporate an unacceptable degree of waste, people are unnecessarily becoming infected with HIV, and HIV-infected individuals are dying prematurely.
Why has this type of research not been more forthcoming? In part it is because, by definition, such research is less innovative scientifically and also typically less experimental than research to develop new interventions. It is handicapped both in competing for traditional research funding and in receiving academic recognition. The only way to redress the imbalance is through specific earmarking of significant research funds.
Action under Uncertainty
Even though the current deficit in evaluation research is glaring, the magnitude and seriousness of the global pandemic means that action is nevertheless required. Moreover, despite such gaps in knowledge, we can still improve control strategies by tailoring interventions to the nature and scope of the epidemic. Summarized below is what is known with regard to the burden of disease, the determinants of transmission, and the effectiveness and cost-effectiveness of existing prevention interventions.
Burden of Disease
As a result of large-scale implementation of data collection methods for surveillance worldwide and enhanced methods for validating and interpreting HIV-related data, the HIV/AIDS epidemic is probably one of the best documented epidemics in history. An increasing number of data sources contribute to reasonably accurate estimates and a more nuanced understanding of the epidemic's trends. Unfortunately, this relatively accurate picture of where the epidemic is and has been is not matched by similarly convincing maps of the factors that explain its spread.
Although no single country has been spared the virus, the epidemic has affected certain regions of the world disproportionately, and Sub-Saharan Africa remains by far the hardest hit region (table 18.1). With only 10 percent of the world's population, it accounts for more than 75 percent of all HIV infections worldwide and more than 75 percent of AIDS-related deaths estimated for 2003. Asia and the Pacific, with several large and populous countries, account for 7.4 million infections, or 19.5 percent of the current burden of disease. Prevention and treatment efforts in Sub-Saharan Africa and Asia—regions that together represent 85 percent of all current infections—have dictated, and will continue to dictate, global trends in the burden of HIV- and AIDS-related mortality.
Deaths and Disability-Adjusted Life Years Attributed to AIDS by Region, Age, and Gender, 2001.
Between 1997 and 2001, the percentage of women living with HIV/AIDS increased from 41 to 50 percent. This trend is most apparent in Sub-Saharan Africa, where women represent 57 percent of adults living with HIV and 75 percent of HIV-infected young people. Even though women account for a smaller share of infections in Asia (28 percent), the disease burden among women and girls is likely to rise as the epidemic becomes generalized. More detailed information about the global burden of HIV/AIDS, regional differences, and trends over time is available in the UNAIDS (2005) report on the global AIDS epidemic.
Determinants of Infection
HIV transmission predominantly occurs through three mechanisms: sexual transmission, exposure to infected blood or blood products, or perinatal transmission (including breast-feeding). The likelihood of transmission is heavily affected by social, cultural, and environmental factors that often differ markedly between and within regions and countries. There is also some indication that molecular, viral, immunological, or other host factors might influence the likelihood of HIV transmission. For a more detailed discussion of sexual behaviors and the contextual determinants of infection, see chapter 17.
Worldwide, sexual intercourse is the predominant mode of transmission, accounting for approximately 80 percent of infections (Askew and Berer 2003). Sexual intercourse accounts for more than 90 percent of infections in Sub-Saharan Africa. Although many people who know they are infected reduce their risk behaviors, studies in developed countries suggest that a substantial percentage nevertheless continue to engage in unprotected sex (Marks, Burris, and Peterman 1999). The risk of sexual transmission is determined by behaviors that influence the likelihood of exposure to an infected individual and by infectivity in the event of exposure. This also includes factors related to the infectiousness of the infected partner and the susceptibility of the uninfected partner.
The per contact infectivity of HIV from sexual transmission varies depending on sexual activity (Royce and others 1997). Anal intercourse carries a higher transmission probability than penile-vaginal intercourse, and male-to-female transmission is more likely than female-to-male transmission. Data on infectivity by transmission mode are shown in table 18.2.
Estimated HIV Transmission Risk per Exposure.
Biological Mediators of Infectivity
Untreated STIs increase the risk of sexual HIV transmission several-fold (Institute of Medicine 1997). Numerous epidemiological studies have supported the association of genital ulcers in general and of genital herpes (herpes simplex virus 2, or HSV-2) in particular with HIV infection (Hook and others 1992). Not only does the biological interaction between HSV-2 and HIV enhance the transmission and acquisition of HIV, but HIV infection is also associated with more frequent reactivation of HSV-2. The presence of herpetic ulcers and lesions allows an entry point for HIV in the uninfected individual, and the presence of high copy numbers of HIV ribonucleic acid (RNA) in HSV-2 lesions in HIV-infected individuals underscores the importance for HIV prevention of controlling HSV-2 infections (Mbopi Keou and others 1999).
Vaginal infections are also emerging as important risk factors for HIV. For example, infection with trichomonas increases the risk for HIV seroconversion (Buve 2002). In addition, higher trichomonas rates have been detected in regions of Sub-Saharan Africa that have higher HIV rates, and investigators working throughout Sub-Saharan Africa report similar results, with odds ratios from 1.5 to 56.8 (Gregson and others 2001). In addition, studies have shown an increased risk of HIV acquisition in patients who have bacterial vaginosis (Martin and others 1999).
Circumcision also affects HIV transmission. In a meta-analysis of 27 studies (Weiss, Quigley, and Hayes 2000), uncircumcised men were almost twice as likely to be infected with HIV as those who were circumcised. Studies that controlled adequately for other risks and studies that separately assessed risk in high-risk populations, such as STI clinic attendees or truck drivers, found an even stronger protective effect of circumcision. Similarly, an ecological study comparing two high-prevalence Sub-Saharan African cities with two low-prevalence cities found that circumcised individuals were substantially less likely to be infected with HIV (Auvert and others 2001). Two recent studies conducted in Kenya and India (Donnelly 2004; Reynolds and others 2004) found that uncircumcised men had an HIV rate 7 to 11 times greater than circumcised men. More recently, results from a randomized controlled trial conducted in South Africa indicated that the risk of HIV acquisition was reduced by more than 60 percent of men randomized for circumcision (controlling for sexual behavior, including condom use and health seeking behavior) in a community where more than 30 percent of the women were infected (Auvert and others 2005).
Before circumcision among adult males becomes a widespread policy recommendation, results are still pending in two similar trials. Obviously one issue is the acceptability of such a procedure as well as the fact that some increase in high risk sexual activity was noted among the men who were circumcised, although this did not offset the results of the intervention.
The risk of sexual transmission is also strongly correlated with the plasma level of virus in the infected individual (Quinn and others 2000); thus, infectivity varies over the natural progression of the disease. Individuals are most infectious subsequent to infection and again during the late stage of the disease. Antiretroviral therapy significantly reduces the level of virus, often to the point that standard tests cannot detect HIV in the patient's blood (Palella and others 1998). Available data suggest that viral load reductions induced by antiretroviral therapy will lower infectiousness. Studies have shown a close relationship between the amount of viral suppression and the risk of vertical transmission (Garcia and others 1999). Quinn and others (2002) show that the risk of sexual transmission between couples in Africa was strongly related to the level of viral load in the infected partner.
Exposure to Infected Blood or Blood Products
Injection drug use and blood transfusion are two mechanisms of HIV exposure to infected blood. Determinants of each are discussed below.
Because of the efficiency of HIV transmission through needle sharing, the introduction of HIV into an urban network of injecting drugs users can quickly lead to extraordinarily high HIV prevalence in this population. Sharing of injection equipment and frequency of injection are both important correlates of HIV infection (Chaisson and others 1989). Attendance at shooting galleries, where sharing with anonymous injecting partners is likely to occur, is also an independent risk factor across many studies (Vlahov and others 1990). Injecting cocaine (associated with "booting" or "kicking," where blood is drawn into the syringe and then injected) and having a number of needle-sharing partners are also associated with HIV infection (Anthony and others 1991).
The probability of becoming infected through an HIV-contaminated transfusion is estimated at more than 90 percent (UNAIDS 1997), and the amount of HIV in a single contaminated blood transfusion is so large that individuals infected in this manner may rapidly develop AIDS. Currently, between 5 and 10 percent of HIV infections worldwide are transmitted through the transfusion of contaminated blood products (WHO 2002a). Setting up and maintaining a safe blood supply will virtually eliminate HIV transmission through transfusions.
Perinatal HIV transmission includes both vertical transmission and transmission during breastfeeding. Determinants of each are discussed below.
Perhaps the most compelling evidence of the significance of viral load and transmission risk has been documented with respect to MTCT. Maternal viral load, as quantified by RNA polymerase chain reaction, is associated with increased risk in each mode of vertical transmission. A recent randomized clinical trial in Kenya found that maternal plasma HIV RNA levels higher than 43,000 copies per milliliter were associated with a fourfold increase in vertical transmission (John and others 2001).
Independent of HIV RNA levels in maternal plasma, additional risk factors include cervical HIV deoxyribonucleic acid (DNA), vaginal HIV DNA, and cervical or vaginal ulcers. Chorioamnionitis has also been documented as a risk factor for MTCT among African mothers (Ladner and others 1998), as has exposure to maternal blood during labor and delivery. Newell (2003) estimates that for every hour an infant is exposed to ruptured membranes, the risk of transmission increases by 2 percent.
Transmission through breastfeeding is likely associated with an elevated viral load in the breast milk, which in turn is associated with maternal plasma viral load and CD4 T cell levels. Mastitis has also been associated with increased risk of vertical transmission. Meta-analyses suggest that the cumulative probability of HIV infection increases from 0.6 percent at age 6 months to 9.2 percent at age 3 (Read 2003). A study in Malawi, however, indicates that most transmission occurs in the early breastfeeding months, with an incidence per month of 0.7 percent at age 1 to 5 months, 0.6 percent at age 6 to 11 months, and 0.3 percent at age 12 to 17 months (Miotti and others 1999). In one study, infants who were breastfed in combination with receiving other supplementary foods were twice as likely to be infected at age 6 months than infants fed exclusively on breast milk or on formula (Coutsoudis and others 2001). The hypothesis is that antigens and bacterial contaminants present in supplemental fluids and foods consumed by infants who are not exclusively breastfed may cause inflammation and microtrauma to the infant's intestinal gut, thereby facilitating viral transmission. Another hypothesis is that mixed feeding increases the risk of subclinical or clinical mastitis in the mother, which could increase milk viral load (Semba and others 1999).
Decisions about breastfeeding are further complicated by recent data indicating possible increased mortality among breastfeeding mothers (Nduati and others 2001) and by the stigma associated with not breastfeeding in countries where abstaining from breastfeeding is tantamount to disclosing a woman's HIV status.
Effectiveness and Cost-Effectiveness of Prevention Interventions
Below we discuss the need for ongoing surveillance and contextual data to determine the effectiveness of HIV interventions and how best to implement those interventions. We then discuss the existing effectiveness and cost-effectiveness data.
Essential Background Data for Any Intervention
Because the prioritization of prevention strategies for any epidemic requires accurately identifying the epidemiological profile (discussed below), maintaining a sound and reliable public health surveillance system is a prerequisite for an effective prevention response. An understanding of HIV and STI prevalence and trends, as well as the prevalence and distribution of behaviors that contribute to the epidemic's spread, should be supplemented by national monitoring systems that track sources and uses of funding to promote greater accountability. In addition, data are needed to identify and characterize key contextual issues that affect the selection of interventions.
Although surveillance is essential for an optimally strategic public health response, its utility depends on the degree to which the information it yields is effectively deployed. As noted below, countries with concentrated epidemics should prioritize interventions that are targeted to the populations at highest risk. In Latin America, however, where information on national AIDS funding is strongest, the proportion of limited prevention resources that is not targeted to the populations at highest risk of infection varies from less than 5 percent to more than 50 percent (Saavedra 2000). This range strongly suggests that resource allocation is frequently not based on available epidemiological and effectiveness data.
Table 18.3 summarizes information about the effectiveness of the interventions discussed below.
Cost-Effectiveness Estimates for Prevention Interventions
How countries spend funds and which interventions they prioritize should be guided by estimates of the relative cost-effectiveness of such interventions. Unfortunately, reliable estimates of cost-effectiveness are largely lacking, for a number of reasons. The main reason is that HIV prevention interventions are difficult to force into a typology that clearly distinguishes one intervention from another. For example, the counseling component of VCT has a strong information-sharing element that overlaps with (a) information, education, and communication (IEC) through the media; (b) peer interventions; and (c) the counseling component of STI treatment. Similarly, the psychological support offered through counseling is comparable to support provided through support groups or to interventions designed to increase social support. Such overlap and duplication among components of different interventions complicate efforts to estimate both the effectiveness and the cost-effectiveness of different interventions.
Several authors have recently reviewed estimates of cost-effectiveness for the prevention interventions described here (Creese and others 2002; Jha and others 2001; Marseille and others 2002; Walker 2003). These reviews address a number of methodological issues that will not be repeated here. The reviews agree that the availability of cost and cost-effectiveness analyses for HIV/AIDS prevention strategies is limited and that the need for such knowledge for planning and decision-making purposes is urgent.
Table 18.4 summarizes available cost-effectiveness estimates for the four UNAIDS epidemic profiles that are described later in table 18.5. The estimates of cost per disability-adjusted life year (DALY) saved assume a uniform 20 DALYs lost per infected adult (Murray and Lopez 1996) and 25 DALYs lost per infected child (Marseille and others 1999) and do not account for the increasing proportion of people living with HIV/AIDS in developing countries who will have access to antiretroviral therapy over the coming years.
Cost-Effectiveness of Interventions by Epidemic Profile.
General Interventions Relevant for All Modes of Transmission
The following are general interventions not specifically targeting the mode of transmission:
Information, education, and communication. This intervention includes education on HIV/AIDS and condom use through pamphlets, brochures, and other promotional materials in classroom or clinic settings or through the radio, television, or press. In general, discerning the effectiveness of IEC alone is difficult, because IEC is often included in condom promotion and distribution interventions. Here we consider the effectiveness of IEC in concert with condom promotion and distribution. Of all available prevention interventions, providing information and education about HIV/AIDS is perhaps the most difficult to assess for cost-effectiveness. Numerous studies have shown that information alone is typically insufficient to change risk behavior. Accurate information, however, is indisputably the basis for informed policy discourse—a vital ingredient in the fight against fear-based stigma and discrimination. In the absence of studies to guide the level of investment in IEC, the only reasonable alternative seems to be to implement IEC on the basis of data derived from relative levels of knowledge and understanding in the population. For example, if only 25 percent of the sexually active population were able to describe how HIV is transmitted and prevented, clearly more IEC would be needed, but if 75 percent of the population understood the basic facts about HIV/AIDS, the need for additional funding would be diminished.
School-based sex education. School-based sex education programs, an aspect of IEC, provide information to young people and reinforce healthy norms in a school setting (Peersman and Levy 1998). Limited data have shown differences in students who have been exposed to school-based sex education (summarized in table 18.3). Box 18.2 reviews the effectiveness of abstinence-only education and comprehensive sex education, subsets of school-based sex education. In light of more recent controlled studies that have not shown an effect on condom use, STIs, or HIV infection, any cost-effectiveness estimate is extremely speculative.
Voluntary counseling and testing. This intervention enables people to know their HIV status and provides counseling support to help them cope with the outcome. Knowledge of serostatus may lead individuals to avoid engaging in risky behaviors (Sweat and others 2000). Cost-effectiveness estimates of VCT vary widely, and as with many other prevention interventions, these estimates are extremely sensitive to the prevalence of HIV in the population that is seeking testing.
Peer-based programs. Peer interventions use influential members of a targeted community to disseminate information or teach specific skills. Such interventions have generally been found to be effective in reducing unsafe behaviors. Work on the cost-effectiveness of peer-based interventions in developing countries has been minimal. In Chad, Hutton, Wyss, and N'Diekhor (2003) reviewed data on 12 prevention interventions and integrated them into a comparative analysis. Their findings suggest that peer education for sex workers is likely to be highly cost-effective and to entail one-fifth the cost of the next most favorable intervention, blood safety. However, the estimated cost-effectiveness for the same intervention directed toward young people and high-risk men is 33- to 36-fold lower.
Comprehensive Sex Education Versus Abstinence-Only Education. The available data on sex education suggest the following: Sex education, including condom promotion, does not encourage or increase sexual activity (Kirby 2001). Sex education reduces risk (more...)
Interventions to Prevent Sexual Transmission
Below we discuss the effectiveness and cost-effectiveness of interventions that target sexual transmission of HIV:
Condom promotion, distribution, and social marketing. Condom promotion, distribution, and social marketing vary by epidemic profile. The evidence on condom promotion and distribution programs indicates that such programs result in significantly higher condom use and significantly lower STI incidence (see table 18.3). Given the central role that condom promotion, distribution, and social marketing has played in HIV prevention programs, the lack of data on the relative cost-effectiveness of such programs 20 years into their implementation is striking. It is beyond dispute that the use of a condom by sexual partners who are HIV-discordant is extraordinarily cost-effective, given the low cost and high effectiveness of the condom in preventing HIV transmission. Information on the relative costs and effectiveness of different approaches to increasing condom use by serodiscordant sexual partners is not available, with the shortage of information being far more acute for effectiveness than for costs. In the absence of empirical evidence, decision makers are reduced to formulating policy on the basis of theory and common sense. Even inefficient use of condoms by seroconcordant couples is likely to be highly cost-effective because of the reduction in other STIs, cervical cancer, and unwanted pregnancies. However, more reliable information on strategies to optimize the effectiveness and cost-effectiveness of condom programs is urgently needed.
STI screening and treatment. The latest analyses suggest that STI control may be most effective as an HIV prevention strategy when initiated earlier in the course of national epidemics and when sexual risk behaviors are high (Orroth and others 2003). In most developing countries, the greatest benefits from treating STIs almost certainly accrue from averting the morbidity and mortality caused directly by STIs rather than indirectly because of reduced HIV transmission. Estimates of the cost-effectiveness of STI treatment purely as a way to reduce HIV transmission vary widely.
Prevention of Mother-to-Child Transmission
The existing data on the effectiveness and cost-effectiveness of HIV interventions target MTCT in order of decreasing cost-effectiveness as follows:
Avoidance of unwanted pregnancies among infected mothers. One of the most effective strategies to reduce HIV among infants is to provide better contraception services. See box 18.3 for details.
Use of antiretroviral therapy. Evidence indicates that the provision of antiretroviral drugs to infected mothers significantly reduces vertical transmission (see table 18.4). The provision of antiretroviral therapy to prevent MTCT is highly cost-effective, to the point of being cost-saving for women who already know that they are infected. When screening of women is involved, cost-effectiveness declines as HIV prevalence falls, because of the larger number of women who must be screened to identify an HIV-positive woman (Rely and others 2003).
Feeding substitution. Whereas in high-income countries the health community recommends complete avoidance of breastfeeding for HIV-infected mothers to prevent postnatal HIV transmission, in developing countries the feasibility of this approach is often limited by such factors as cost, sustainability, lack of safe water, health, and child spacing and by sociocultural factors (Coutsoudis 2002). Prolonged breastfeeding more than doubles the likelihood of MTCT (Nduati and others 2000). Because evidence indicates that mixed feeding (breast milk and formula or other substance) has a higher risk of transmission than exclusive breastfeeding (Coutsoudis and others 1999), mothers should be counseled on the superiority of early weaning over mixed feeding. Even fewer data are available on the cost-effectiveness of feeding substitution.
Preventing Mother-to-Child Transmission: Antiretroviral Therapy or Contraception? The differential effect of contraceptive delivery versus antiretroviral therapy in preventing HIV can be shown by comparing the provision of effective contraception and (more...)
Prevention of Bloodborne Transmission
Below we discuss the effectiveness and cost-effectiveness of harm reduction for injecting drug users, implementation of blood safety practices, and provision of sterile injections:
Harm reduction for injecting drug users. Harm reduction involves a combination of health promotion strategies for users, including needle and syringe exchange programs, ready access to effective drug treatment and substitution, and provision of counseling and condoms. Brazil, which has reduced the incidence of HIV and kept HIV prevalence from reaching projected levels, has relied on strong official support for harm reduction as a cornerstone of its national prevention program (Mesquita and others 2003). A limited number of studies have shown significant reductions in HIV incidence among those exposed to needle exchange programs, and several studies have shown significant reductions in needle sharing (see table 18.3). Methadone maintenance is both safe and effective as a treatment for drug addiction (National Consensus Development Panel on Effective Medical Treatment of Opiate Addiction 1998) and may help reduce the risk of HIV transmission by enabling individuals to avoid the drug-using behaviors that can lead to HIV infection (Metzger, Navaline, and Woody 1998; Needle and others 1998). However, the effect of drug treatment modalities on the rate of HIV transmission is currently limited by laws in many countries that prohibit or restrict the use of methadone maintenance or other drug substitution strategies. The evidence supporting the cost-effectiveness of needle exchange programs in high-income countries is strong. However, little has been published in relation to developing countries, partly because these programs have not been as widely implemented as hoped. Given the low cost of syringes, the extremely high efficiency of HIV transmission by this route, and the demonstrated effectiveness of harm reduction programs in changing syringe-sharing behavior, needle exchange programs should be one of the most cost-effective interventions.
Implementation of blood safety practices. Transmission of HIV can be virtually eliminated in health care settings through a blood safety program that ensures (a) a national blood transfusion service; (b) the recruitment of voluntary, low-risk donors; (c) the screening of all donated blood for HIV; and (d) the reduction of unnecessary and inappropriate transfusions (UNAIDS 1997). Available evidence indicates that HIV screening is effective in reducing HIV infections (see table 18.4). Blood screening for HIV is costly but has been shown to be cost-effective in numerous studies in developing countries (see table 18.3) (Foster and Buve 1995; Hutton, Wyss, and N'Diekhor 2003; Watts, Goodman, and Kumaranayake 2000). The evidence appears to support the WHO and UNAIDS recommendations that all countries, regardless of the nature of the epidemic in the country, should implement a comprehensive blood safety program.
Universal precautions. A critical component of standard infection control in health care settings is a prohibition on reusing needles and syringes. A controversy has recently arisen among researchers who contend that HIV infections have been significantly misclassified because of the under-counting of cases that result from unsafe injection practices by misattributing such cases to heterosexual transmission (Gisselquist and others 2003). However, after much investigation, WHO and the U.S. Department of Health and Human Services concluded that even though transmission caused by unsafe injections may have been underreported, it nevertheless does not account for an appreciable amount of HIV transmission (WHO and UNAIDS 2003). Cost-effectiveness analyses indicate that a combined policy strategy of single-use syringes and interventions to minimize injection use could reduce injection-related infections by as much as 96.5 percent, or 8.86 million DALYs between 2000 and 2030, at an average cost of US$102 per DALY. Additional cost-effectiveness studies are needed to guide decisions regarding the optimal choice of technology in this area.
To prevent bloodborne transmission of HIV and other diseases, health care workers, emergency personnel, and others who might experience occupational exposure to blood or body fluids are advised to take universal precautions. This approach, which treats all bodily fluids as potentially infectious, includes the use of gloves, gowns, and goggles; the proper disposal of waste; and the use of sterile injection and other infection control practices (CDC 1989). Studies have demonstrated that the use of protective gear, such as gloves, reduces the likelihood of blood exposure in health care settings.
Although the cost-effectiveness of implementing universal precautions increases as HIV prevalence increases, universal precautions are unlikely to be cost-effective in resource-limited settings especially where HIV prevalence is low. Postexposure prophylaxis with antiretroviral agents is considered the standard of care after occupational needle-stick exposure to blood from an HIV-infected person. Cost-effectiveness analyses of postexposure prophylaxis have been conducted only in high-income countries and have concluded that this intervention is not cost-effective (Low-Beer and others 2000; Pinkerton, Holtgrave, and Bloom 1998).
Prevention in Theory and Practice: Using Epidemic Profiles and Contextual Factors to Inform Prevention Guidelines
Prevention studies and national experiences over the past 20 years strongly suggest that prevention strategies are likely to be most effective when they are carefully tailored to the nature and stage of the epidemic in a specific country or community. UNAIDS has developed epidemiological categories for characterizing individual epidemics on the basis of prevalence of infection in particular subpopulations and in the general population (table 18.5).
As a complement to the guidance provided by the epidemic profile, Grassly and others (2001) recommend assessing the prevalence of other STIs; estimating the extent of mixing between high- and low-risk groups (for example, men who have sex with men who have sexual contact with female partners); and estimating the prevalence of high-risk sexual behaviors in the population (such as lack of condom use with casual partners). They also cite two other critical contextual factors: the capacity of the health service and the social, economic, and legislative context, including social norms and attitudes about sexual and drug use behaviors and the acceptance of breastfeeding. Contextual factors that may play a role in the success of interventions include the status of women, the stigmatization of high-risk groups, and the presence of armed conflict and social upheaval. Together, the epidemic profile and the context in which the epidemic occurs suggest various prevention strategies.
General Prevention Guidelines by Type of Epidemic
Generally, it is more important to change the behavior of people who have high levels of risk behavior than it is to change that of people with lower levels of risk behavior. However, the difference in the effectiveness between the two falls as epidemics become more generalized, and as the average and maximum size of the connected components (number of people linked to each other directly or through others by their sexual or injecting risk behavior). Thus, in heavily affected countries, or those where the virus has the potential to spread rapidly, prevention interventions are likely to become extremely cost-effective even when targeted at individuals with relatively low levels of risk behavior. Consequently, countries with low-level and concentrated epidemics should emphasize interventions that target individuals at especially high risk of becoming infected or of transmitting the virus, whereas countries with generalized epidemics should also invest heavily in interventions that target entire populations or population subgroups. Thus, any determination of the likely effectiveness and cost-effectiveness of specific interventions in particular circumstances requires an accurate understanding of the stage and nature of the national epidemic.
The countrywide successes discussed in boxes 18.4 and 18.5 highlight population-level interventions that modify social norms as well as highlighting legislative and economic factors. Other examples include instituting government regulation of brothels and interventions to change social norms among sex workers in Thailand, implementing national sex education and blood safety programs in Senegal in concert with creating a national registry of sex workers, and mandating involvement by women in politics in Uganda.
Thailand's 100 Percent Condom Program. Thailand's HIV prevalence, fueled primarily by high rates of commercial sex work and low levels of condom use, began to rise rapidly in the late 1980s. Beginning in 1989, the Thai government initiated a nationwide (more...)
Uganda HIV/AIDS Prevention Program. Like many countries in Sub-Saharan Africa, Uganda experienced a rapid increase in HIV incidence and a generalization of the epidemic in the late 1980s and early 1990s. By 1991, overall HIV prevalence was 21 percent (more...)
Providing widespread VCT, screening for STIs, universal precautions, and postexposure prophylaxis may not be cost-effective in a low-level epidemic. In this setting, such as in the Middle East and North Africa, HIV/AIDS control strategies should emphasize the following:
surveillance and individual-level interventions that target key populations
IEC, including limited education through the mass media and sex education in schools
prevention programs for people living with HIV/AIDS and harm reduction for injecting drug users
VCT that is available to key populations with the highest levels of risk behavior and infection rates
MTCT prevention to mothers known to be infected with HIV
screening all blood for transfusions and providing sterile injections
addressing market inefficiencies in condom procurement and distribution—including strategies such as bulk purchases and incentives
responding to community attitudes toward sexual activity, as they may dictate people's response to sex education materials.
In a concentrated epidemic, as in countries in East Asia and the Pacific, Europe and Central Asia, Latin America and the Caribbean, and South Asia, prevention priorities should include the following:
subsidized VCT and promotion of VCT among key populations
HIV screening of pregnant women, guided by individuals' risk profiles
peer-based programs for key populations to educate individuals at risk, promote safer behaviors, and distribute condoms
harm reduction for injecting drug users, including needle exchange and drug substitution programs
STI screening and treatment for key risk groups
targeted distribution and promotion of condoms to key populations with condom distribution linked to VCT and STI care.
In addition, contextual factors, such as government acceptance of needle exchange programs, incarceration of drug users, and harassment of sex workers, will likely have a major impact on the effectiveness of prevention efforts. Because HIV/AIDS is typically concentrated in socially or economically marginalized populations in countries with concentrated epidemics, attention to socioeconomic factors and to the stigmatization of key populations will also be vital to an effective response.
Generalized Low-Level Epidemic
In a generalized low-level epidemic, such as in some countries in Sub-Saharan Africa (for example, Tanzania), the emphasis on targeted interventions must be maintained or even strengthened. Interventions for broader populations must also be aggressively implemented. These prevention priorities should include the following:
maintaining surveillance of STIs, risk behaviors, and HIV infections in the entire population, with a particular focus on young people
extending mass media IEC beyond basic education
providing routine voluntary and confidential HIV testing and STI screening and promoting treatment beyond key populations
providing subsidized and social marketing of condoms and strengthened distribution to ensure universal access
offering HIV screening to all pregnant women
broadening peer approaches and targeted IEC to include all populations with higher rates of STIs and risk behavior.
Contextual factors remain critical to the success of prevention efforts in generalized low-level epidemics, but population-level factors now have greater priority. The most important is likely to be the status of women, especially with regard to their ability to control their sexual interactions, to negotiate VCT, to be protected from abuse, and to have property rights following the death of a spouse.
Generalized High-Level Epidemic
In a generalized high-level epidemic, such as in some countries in Sub-Saharan Africa (for instance, Botswana and Zimbabwe), an attack on all fronts is required. Prevention efforts should focus on broadly based, population-level interventions that can mobilize an entire society so as to address prevention and care at all levels. Prevention should include the following:
mapping and maintaining surveillance of risk behaviors, STIs, and HIV infection
offering routine, universal HIV testing and STI screening and universal promotion of treatment
promoting condom use and distributing condoms free in all possible venues
providing VCT for couples seeking to have children
counseling pregnant women and new mothers to make informed and appropriate choices for breastfeeding.
implementing individual-level approaches to innovative mass strategies with accompanying evaluations of effectiveness
using the mass media as a tool for mobilizing society and changing social norms
using other venues to reach large numbers of people efficiently for a range of interventions—workplaces, transit venues, political rallies, schools and universities, and military camps
establishing official institutional policies to provide for harm reduction among injecting drug users.
In a generalized high-level epidemic, contextual factors—such as poverty and the fragility of the health care infrastructure—will dramatically affect service provision at every level. The status of women, an important factor in all epidemics, becomes an overriding concern in this setting, requiring priority action to radically alter gender norms and reduce the economic, social, legal, and physical vulnerability of girls and women.
In addition to the benefits antiretroviral therapy has for the individual being treated (Komanduri and others 1998; Ledergerber and others 2001), it almost certainly has other effects on populations where therapy is widely available. Effective antiretroviral therapy appears to decrease the infectiousness of treated individuals. Chemoprophylaxis in exposed, uninfected people may reduce transmission. In addition, availability of treatment may destigmatize the disease and make prevention programs more effective (Castro and Farmer 2005).
However, these benefits in relation to reduced transmission may be offset by a "disinhibition" of risk behavior that is associated with greater availability of antiretroviral therapy, by the spread of drug-resistant HIV, or by increases in the incidence of exposure to partners with HIV infection because of increased survival. These sometimes opposing effects of offering therapy may differ to such a degree that the net effects of widespread therapy on transmission rates may vary among risk groups and across geographic regions.
Table 18.6 reviews the information available on the population effects of antiretroviral therapy and makes suppositions about potential effects for those areas for which data and research are lacking. The information in the table suggests that widespread therapy using currently available combination regimens will provide a net benefit in relation to the transmission of HIV. However, because confidence in this prediction is not high, the population consequences of therapy programs must be evaluated and monitored with active surveillance of prescribing patterns, sexual risk behavior, STI prevalence, HIV incidence and prevalence, and prevalence of primary drug resistance and sexual networks of risk behavior.
Effect of Antiretroviral Therapy on Transmission Dynamics.
Care and Treatment
This section reviews evidence of the cost-effectiveness of HIV/AIDS care and treatment interventions in resource-limited settings. Until relatively recently, the majority of HIV clinical care in resource-limited countries was confined to managing the terminal stage of infection, including extremely late diagnosis of opportunistic infections and cancers, use of basic palliative symptom management, and short-term hospitalization just before death. Few people were aware of their HIV status until the onset of severe HIV-associated illness, and most did not seek help from the health care system until they were already terminally ill.
The advent of primary prophylaxis and treatment for opportunistic infections, including tuberculosis, prolonged survival to a limited extent but did nothing to restore immune function. Such restoration was not possible until the advent of antiretroviral therapy. Because clinical intervention in HIV is so recent in resource-limited settings, few cost-effectiveness studies are available. Those that are available on the treatment of and prophylaxis for opportunistic infections were largely conducted before the availability of antiretroviral therapy and therefore need to be reestimated to be relevant for decision making today. Fortunately, because the determinants of biological responses are better conserved across countries and cultural settings than the determinants of behavior, effectiveness data from high-income countries can help inform decisions about treatment in resource-limited settings.
Unlike drugs for many other high-burden health conditions in developing countries, antiretroviral therapy for HIV and drugs for some of its associated opportunistic infections depend on medications that are still under patent protection. Nevertheless, generic drug makers in India and Thailand have produced a range of effective antiretroviral therapies that combine multiple drugs into single tablets and reduce the pill burden to one tablet twice daily. These companies have made it possible for prices to drop dramatically for some antiretroviral therapy combinations—to less than US$250 per year, compared with more than US$4,000 for the same combinations (from the original manufacturers) in high-income countries. In response to this threat, some multinational pharmaceutical companies have introduced a system of price differentiation among countries depending on their per capita income and HIV/AIDS burden.
In addition, the World Trade Organization's Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) includes a provision that permits compulsory licensing of pharmaceutical products in cases of national emergency and other circumstances of extreme emergency, which is clearly the case for HIV/AIDS in much of the developing world. A 2003 World Trade Organization decision also made it easier for low- and middle-income countries (LMICs) to import cheaper generics made under compulsory licensing if the countries are unable to manufacture the medicines themselves (WTO 2003). As a result, some countries, including Brazil, India, and Thailand, have begun to produce generic versions of antiretroviral drugs to be sold at greatly reduced prices. The TRIPS provision has also improved developing countries' bargaining power with large pharmaceutical companies, to the point that some countries have been able to secure drugs from the original manufacturers at substantially reduced prices. As a result, the relative cost-effectiveness of different drug combinations has been in rapid flux, increasing the importance of updating recommendations frequently.
Diagnostic HIV Testing
A positive HIV test can be confirmed within one month of infection. Infection is diagnosed in two ways: by a biological test that detects the presence of HIV antibodies or by diagnosis of an opportunistic infection that is a clear sign of HIV disease. The most widely used biological test in high-income countries, conducted in a laboratory on a blood sample, is called an ELISA (enzyme-linked immunosorbent assay). Obtaining a result may take several days. Rapid tests that can provide results in 20 minutes are being used more widely as their costs fall. When the prior probability of infection is low and resources are abundant, following up an initially positive ELISA with a second ELISA—and even a Western blot test if the second ELISA is positive—may be appropriate (this is typically done in high-income countries).
However, in a high-prevalence environment where the prior probability is high and resources are scarce, such an approach is almost certainly not cost-effective. Each additional confirmatory test decreases the number of false positive results, thereby averting the costs associated with such a result. The costs of averting a false positive result range from US$425 with a single confirmatory rapid test or ELISA to more than US$500,000 for a confirmatory Western blot test following two positive ELISAs as the prevalence of HIV in patients who are clinically suspected of being infected is varied from 5 to 50 percent (these calculations are based on assumptions in John Snow, Inc. 2003 and WHO 2004). These results suggest that LMICs should not use a second confirmatory test unless the prevalence among patients is extremely low.
Palliative care has traditionally focused on patients in the terminal stages of disease. More recent definitions of palliative care, including WHO's definition, have been broadened to encompass quality-of-life issues of patients and their families throughout the course of a life-threatening illness (WHO 2002b). The control of pain and other symptoms is the crux of any palliative care model, but the WHO model also addresses patients' and their families' psychological, social, and spiritual problems. Under this definition, in many developing countries, most people living with HIV/AIDS are not receiving the minimum standard of palliative care. Of the 5 million people living with HIV/AIDS in South Africa, one of the wealthiest countries in Sub-Saharan Africa, Carlisle (2003) estimates that only 250,000 have access to palliative care services. In the face of a growing epidemic of historic dimensions, the provision of comprehensive palliative care represents a critical, but neglected, global priority.
Health care professionals have promoted community home-based care as an affordable way to expand the coverage of palliative care (Hansen and others 1998), but the great heterogeneity among home-based care programs complicates comparisons. Most programs for which data are available are community-based outreach programs administered by local clinics or hospitals. These programs can consist of simple home visits to provide basic care for AIDS patients or may be comprehensive schemes that provide care, palliative medications, meals, psychosocial support and counseling, and links to primary and secondary health care.
Studies indicate that home-based care has considerable potential to deal cost-effectively with the palliative care needs of HIV/AIDS patients (Ramsay 2003; UNAIDS 2001; Uys and Hensher 2002; Wenk, Bertolino, and Pussetto 2000). Although a Zimbabwe study found that home visits were associated with extensive travel time and costs (Hansen and others 1998), little research has examined the extent to which home-based care can be used to substitute for hospitalization, nor is evidence available to determine the most cost-effective combination of palliative care strategies. Most people living with HIV/AIDS do incur some end-of-life costs in the formal health care sector. In one South African study, primary care clinic and hospital costs accounted for 39 and 18 percent, respectively, of the costs of care in the last year of life, whereas community home-based care accounted for 42 percent (Uys and Hensher 2002).
Higginson and others' (2003) meta-analysis concludes that overall evidence demonstrates a positive effect of home-based palliative care, especially its effect on pain management and symptom control. Available data do not permit estimating a cost per DALY of community-based palliative care programs, but a review of available studies suggests that palliative care provided by health professionals in the home is unlikely to be cost-effective in low-income countries. However, low-cost, community-based models have been developed that require minimal external resources and function almost like care cooperatives among affected households. These models are likely to be highly cost-effective.
Pain management is extremely important in HIV and is addressed in chapter 52. Diarrhea, nausea, vomiting, and skin problems are all symptoms that are targeted for treatment in palliative care. Oral rehydration for diarrheal treatment costs pennies per episode. Nausea and vomiting are prevalent in people with AIDS and can lead to anorexia and weight loss (UNAIDS 2000). Treating nausea costs an estimated US$1.75 per episode (Willbond and others 2001), and continuous treatment of nausea and vomiting in end-stage patients costs about US$2 per day (World Bank 1997).
Approximately 90 percent of people with HIV suffer from some form of skin condition. These conditions include infections, drug reactions, scabies, pressure sores, and cancers. Skin often becomes dry in the middle and late stages of AIDS because of dehydration caused by persistent diarrhea, vomiting, and malabsorption. The cost of treating an episode of skin rash is estimated to be US$2 (UNAIDS 2000). No estimates are available on the benefits of providing such care in terms of DALYs, especially to terminally ill patients.
Psychosocial support is an integral component of the multidisciplinary management strategies that care providers regard as essential for people with HIV (Murphy and others 2004). Support for patients and families can have a positive effect on adherence to therapies and can contribute to the critical aim of integrating prevention with treatment and care.
Psychosocial support and counseling has a positive effect on the quality of life of people living with HIV/AIDS. Cook's (2004) study of U.S. women demonstrated that the use of mental health services was associated with reduced mortality and that AIDS-related deaths were more likely among women who had symptoms of chronic depression. While results have not been replicated in resource-constrained countries, an assessment of clinic-based psychosocial support and counseling services in northern Thailand showed that 50% of PLWHA became more positive about their lives and 40% stated that they learned how to live with the disease (Tsunekawa and others 2004). Although few data are available on the costs of various strategies, interventions for psychosocial support appear to be cost-effective—especially where innovative solutions, such as group counseling sessions, are implemented. Although studies indicate an improved quality of life for these patients, little information is available on the cost of the interventions. Additional evaluation research is needed to guide decisions about how much to invest in psychosocial support.
Nutrition Programs and Food Security
Strong evidence indicates that malnutrition and AIDS work in tandem at both the individual and the societal levels. Infection with HIV increases the risk of malnutrition in the individual, while malnutrition worsens the impact of HIV and AIDS. Similarly, HIV/AIDS can both cause and be worsened by food insecurity. This reciprocity must be considered when planning specific program responses.
Protein deficiency is a well-known cause of cell-mediated immunodeficiency (Vanek 1953). HIV-infected individuals need to consume more energy than uninfected individuals: as much as 10 percent greater consumption for asymptomatic individuals and 20 to 30 percent more for symptomatic individuals. Malnutrition alters the susceptibility of individuals to HIV infection and their vulnerability to its various sequelae, increases the risk of HIV transmission from mothers to babies, and accelerates the progression of HIV infection (Gillespie, Haddad, and Jackson 2001).
Small studies of adults with AIDS, including those on anti-retroviral therapy, have shown that daily micronutrient supplementation increases bodyweight, reduces HIV RNA levels, improves CD4 counts, and reduces the incidence of opportunistic infections. Fawzi and others' (2004) large trial among pregnant women infected with HIV in Tanzania demonstrates that multivitamin supplements (a) decrease the risk of progression to WHO stage 4 (progression from HIV to AIDS, the most advanced level of HIV infection) or death from AIDS-related causes and (b) reduce many HIV-related symptoms. The multivitamins used in the trial cost US$15 per person per year (Fawzi and others 2004).
The World Food Program guidelines prioritize three nutrition interventions for people living with HIV/AIDS: counseling on specific behaviors, prescribed or targeted nutrition supplements, and links with food-based interventions and programs. The guidelines cite three types of nutrition supplements: food rations to manage mild weight loss and nutrition-related side effects of antiretroviral therapy and to address nutritional needs in food-secure areas; micronutrient supplements for specific HIV-positive risk groups; and therapeutic foods for addressing moderate and severe malnutrition in HIV-positive adults and children. Cost-effectiveness data in support of these recommendations are not available, but the low costs of supplementation, coupled with the likely benefits to other malnourished household members, suggest that such interventions will be highly cost-effective.
Infection with HIV/AIDS can severely undermine an individual's food security, affecting the availability, stability, access to, and use of essential foods. The epidemic is stunting progress in rural development and causing significant increases in rural poverty and destitution in the countries most affected by the epidemic (Bonnard 2002). Thus, interventions must consider the epidemic's impact on the broader community and not solely on people living with the disease. Care-related household and community-level interventions include school feeding with special take-home rations for families caring for orphans, food for training programs that promote income-generating activities, and food for work to support homestead production activities (Van Liere 2002). Chapter 56 estimates that sustained community nutrition programs would save US$200 to US$250 per DALY. Such programs targeted at communities at especially high risk are likely to be even more cost-effective (World Food Programme 2001).
Treatment of Opportunistic Infections and Secondary Prophylaxis
Even as the availability of antiretroviral therapy increases in many developing countries, appropriate diagnosis and management of life-threatening opportunistic infections, including HIV-associated cancers, remain the most important aspects of the care of patients with HIV disease. Opportunistic infections usually begin five to seven years after infection (Munoz, Sabin, and Phillips 1997) and occur progressively as uncontrolled HIV replication destroys the immune system (Colebunders and Latif 1991). Figure 18.1 describes the cascade of infections that occur as the immune system is depleted. Opportunistic infections are typically caused by organisms that exist in the environment of the body (on the skin, in the lungs and gastrointestinal system) and remain latent until HIV has impaired the immune system.
Cascade of Infections and Cancers That Develop as Immune Function Is Depleted
The epidemiology of opportunistic infections is complex; it is related to the severity of individual immune depletion and shows considerable intercountry variation. Each infection has its unique clinical expression, requiring specific diagnostic techniques and treatment. Many opportunistic infections can be prevented by judicious use of chemoprophylaxis, ranging from the low-cost (cotrimoxazole to prevent Pneumocystis jiroveci pneumonia [PCP] at less than US$20 per year) to the extremely expensive (ganciclovir to prevent cytomegalovirus at more than US$10,000 per year) (Schneider and others 1995; Spector and others 1996). In high-income countries, antiretroviral therapy has so effectively controlled viral replication that the process of HIV-related immune destruction has been slowed or halted, leading to marked declines in the incidence of opportunistic infections and a dramatic reduction in their resultant high death toll (McNaghten and others 1999). Unfortunately, the emerging problem of poor adherence to drug regimes is now making HIV resistance to antiretroviral therapy more prevalent in high-income countries, triggering a resurgence of opportunistic infections.
More than 20 infections and cancers have been associated with severe immune depletion. The most common pathogens and cancers include bacteria such as Mycobacteria tuberculosis and avium; protozoa such as Cryptosporidium, Strongyloides, and Toxoplasma; fungi such as Candida, PCP, Cryptococcus, Aspergillis, and Penicillium (the latter largely restricted to South and Southeast Asia); viruses such as cytomegalovirus, herpes simplex, and herpes zoster; and cancers such as Kaposi sarcoma and non-Hodgkin lymphoma.
The range of complications arising from continued HIV infection varies from country to country, reflecting the differences in infectious agents that populations have encountered earlier in life or are exposed to when immunosuppressed. In high-income countries, the most common opportunistic infections are PCP, esophageal candidiasis, cytomegalovirus retinitis, cryptococcal meningitis, toxoplasma encephalopathy, cryptosporidium diarrhea, and human herpes virus–8 and Kaposi sarcoma (Bacellar and others 1994; Hoover and others 1993; Lanjewar and others 1996; Selik, Starcher, and Curran 1987). In resource-limited countries, because of the higher background prevalence of infectious agents, it is more common to encounter tuberculosis, cryptococcal meningitis, toxo-plasma encephalopathy, infectious diarrhea, and nonspecific wasting (slim disease) (Hira and others 1998; Hira, Dore, and Sirisanthana 1998a; Sengupta, Lal, and Srinivas 1994).
The time from HIV infection to manifestation of the first AIDS-defining illness varies within populations. In high-income countries, reports on the natural history of untreated HIV infection suggest that AIDS occurs between 7 and 10 years after infection (Alcabes and others 1993; Lui and others 1988). The time can be as short as 24 months (Anzala and others 1995) in some individuals, whereas some long-term survivors remain disease free for longer than 15 years (Easterbrook 1994). In developing countries, disease progression, though not as well studied, appears to be more rapid (Morgan and others 1997). Once an AIDS-defining illness occurs, the average time to death seems to be similar across countries, reported at approximately 12 to 18 months in Uganda and the United States (Carre and others 1994).
The time from presentation with an AIDS-defining opportunistic infection to death depends on the type of infection, the availability of care, and the patient's adherence to prescribed prophylaxis and treatment. Even as access to antiretroviral therapy increases, prophylaxis for opportunistic infections remains one of the most important ongoing and successful care strategies for patients with advanced HIV disease. In high-income countries, the widespread use of such simple interventions as cotrimoxazole for PCP prophylaxis has had a significant effect in delaying the onset of PCP, the most common initial AIDS-defining event, thus positively influencing survival (Hoover and others 1993). However, prophylaxis for opportunistic infections appears to be underused in LMICs.
Prevention of PCP or any other opportunistic infection does not halt the relentless erosion of the immune system and provides only a short-term prolongation of life (Morgan and others 1997). The only way to halt or delay the progression of HIV disease is to interrupt viral replication.
Role of Antiretroviral Therapy in Relation to Opportunistic Infections
Antiretroviral therapy is effective in reducing viral load and partially enabling immune restoration, thereby preventing the onset and recurrence of opportunistic infections. If taken strictly according to directions, antiretroviral therapy can induce a sustained recovery of CD4 cell reactivity against opportunistic pathogens in severely immunosuppressed patients (Li and others 1998). The effectiveness of antiretroviral therapy is determined by its ability to rapidly reduce viral load and to sustain low levels of viral activity. This viral activity is what has an independent effect on increasing or decreasing susceptibility to opportunistic infections (Kaplan and others 2001).
Initiating antiretroviral therapy can also have detrimental effects by causing complications from latent or undiagnosed opportunistic infections, especially in resource-poor settings. One of the challenges in initiating antiretroviral therapy in resource-limited settings is that patients tend to present late in their illness, usually when they have an opportunistic infection that prompts them to seek medical care, or in the case of countries with lax pharmaceutical policy, when they buy anti-retroviral therapy from a private pharmacy. It is well documented that initiating antiretroviral therapy in severely immunosuppressed patients can result in illnesses associated with reconstitution of the immune system (Shelburne and others 2005). These illnesses can occur with all presenting opportunistic infections and may be more serious than the infection itself. The major problem with care of patients in this situation is that they may believe the illness is a side effect of their antiretroviral therapy and refrain from medicating. Training clinicians to recognize and treat immune reconstitution disease is therefore essential.